-------------‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑‑--------------------------‑‑‑X
Estate of ROBERT FRANKL, : SUPERIOR COURT OF NEW
deceased, by Administratrix of : JERSEY LAW DIVISION:
the Estate, LORI FRANKL, and : MERCER COUNTY
LORI FRANKL,
ERIC FRANKL, :
ASHLEY FRANKL,
and BRIAN FRANKL :
Individually, and Estate of :
KAREN BUDIAN,
deceased, by : DOCKET NO. MER‑L‑003052‑99
Administrator of the Estate, :
GEROLF O. BUDIAN, and GEROLF O. :
BUDIAN,
Individually, GARRY E. :
SITZE and TOMMYE
SITZE, his :
wife, :
Plaintiffs, :
:
v. :
:
GOODYEAR TIRE AND RUBBER :
COMPANY, et
al, :
:
Defendants. :
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______________________________________________________________________________
BRIEF OF CONSUMERS FOR AUTO RELIABILITY AND SAFETY IN
SUPPORT OF MOTION TO INTERVENE, VACATE
OR MODIFY PROTECTIVE ORDER, AND SEEK PUBLIC ACCESS TO DOCUMENTS
______________________________________________________________________________
WILENTZ, GOLDMAN & SPITZER
90 Woodbridge Center Drive
P.O. Box 10
Woodbridge, New Jersey 07095
(908) 636‑8000
TRIAL LAWYERS FOR
PUBLIC JUSTICE
1717 Massachusetts Ave., N.W., Ste. 800
Washington, D.C. 20036
(202) 797‑8600
– and –
One Kaiser Plaza, Suite 275
Oakland, California
94612
(510) 622-8200
REBECCA E. EPSTEIN, ESQ.
ARTHUR
H. BRYANT, ESQ.
ROBERT
T. HAEFELE, ESQ.
Attorneys
for Intervenors
On The Brief
TABLE OF CONTENTS
TABLE OF AUTHORITIES . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
.ii
PRELIMINARY STATEMENT . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . .1
THE PROPOSED INTERVENOR’S INTEREST . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2
STATEMENT OF FACTS . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ..
.4
I. CARS’S
MOTION TO INTERVENE SHOULD BE GRANTED
PURSUANT TO NEW JERSEY COURT RULE 4:33‑2.
. . . . . . . . . . . . . . . . . . . . . . . . .7
II. THE
COURT SHOULD VACATE OR, IN THE ALTERNATIVE,
MODIFY THE UMBRELLA PROTECTIVE ORDER IN THIS CASE. . . . . . . . . . . . . .. .9
A.
The Court Should Vacate the Umbrella Protective Order in its Entirety. .
. . . . . . . . 10
1.
Goodyear Did
Not Make the Required Showing of Good Cause Necessary
for the Entry of the Umbrella Protective Order. . . . . . . . . . . . . . . . . . . . .10
2.
Goodyear Cannot
Make the Required Showing of “Good Cause” Necessary
for the Continuation of the Umbrella Protective Order. . . . . . . . . . . . . .. . 12
2.
If the Umbrella
Protective Order is Not Vacated in its Entirety,
Paragraphs Five and Six of the Order Need to be Modified. . . . . . . . . . . .
. . . . .. 15
III.
THE COURT SHOULD GRANT PUBLIC
ACCESS TO THE DEPOSITION
TRANSCRIPT AND DOCUMENTS CURRENTLY CONTESTED IN THIS CASE
AND REJECT GOODYEAR’S EFFORTS TO KEEP THEM SECRET. . . . . . . . . . . . . . 17
CONCLUSION . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . 23
PRELIMINARY STATEMENT
Consumers for Auto Reliability and Safety
(“CARS”), a national non‑profit public interest organization, moves to
intervene in this case for the limited purpose of vacating or modifying the
stipulated blanket protective order and seeking public access to the pleadings,
deposition transcript, and other documents that Defendant Goodyear Tire and
Rubber Company (“Goodyear”) is attempting to keep secret.[1] CARS believes that Goodyear’s desire for
secrecy does not – and cannot – outweigh the public interest in access to the
pleadings and key documents in this case.
At this very moment, over six million
Firestone/Bridgestone tires are being recalled because of the grave danger they
pose to the motoring public. Before the
government ordered that recall, however, dozens of preventable deaths and
serious injuries took place for one simple reason: the truth about the tires’ tread separation dangers was hidden
from the government and the public by protective orders entered in cases filed
by crash victims who had already been injured.
CARS seeks to intervene in this case to make
sure that this gruesome scenario is not repeated here. The Goodyear tires at issue in this case are
reportedly in use on millions of vehicles throughout the world. Plaintiffs’ counsel – who has seen the
sealed pleadings and documents –
sincerely believes that they do not contain trade secrets, that “the public has
a strong interest in disclosure because of the public safety issues,” and that
“this is a case that demands action to prevent further injuries and death.” See
Certification of Rosemary Shahan (hereinafter “Shahan Cert.”) ¶ 16, Exhibit A,
at 2, 3. The Los Angeles Times
has reported that, five years ago, one of Goodyear’s engineers noted an
“alarming” problem with the tires and made a design change to make them
stronger – but did not recall the millions already out on the road. Shahan Cert. ¶ 11, 17(b), Exhibit C, at 1.
And numerous newspaper articles report varying numbers of deaths and injuries
related to the tires. Shahan Cert. ¶¶
13-14, 17(a)-(e), Exhibits B-F. Yet
neither the public nor the government can determine the truth about these
tires, because the pleadings and discovery in this case are sealed by a
protective order.
CARS
urges this Court to remove this unjustified shield, which prevents public
access to these important documents.
CARS respectfully submits that Goodyear cannot make the required
evidentiary showing that its need for secrecy outweighs the public interest in
access to the contested pleadings and documents in this case.
THE PROPOSED INTERVENOR’S INTEREST
CARS is a national non‑profit automobile and consumer safety
organization that advances the public interest by promoting automobile safety
and preventing motor vehicle‑related deaths, injuries, and economic
losses. See Shahan Cert. ¶ 4.
CARS seeks to intervene, vacate or modify the protective order, and obtain
public access to the key pleadings and documents in this case so CARS, the
public, and the government can determine whether the tires at issue here pose a
danger to drivers and passengers and, if so, take appropriate action.
CARS’s interest in both this case and the
potential danger of the Goodyear tires at issue here stems directly from CARS’s
public interest mission. The Board and
Advisory Board of CARS include victims of automobile‑related injuries, as
well as some of the nation's leading consumer protection experts, including
Jean Ann Fox (Consumer Director of the Consumer Federation of America), Pamela
Gilbert (Executive Director of the Consumer Product Safety Commission), and
Steven Taterka (former Deputy Attorney General of Indiana and member of the
National Association of Attorneys General Task Force on Autos.). Shahan Cert. ¶¶ 4, 5. CARS regularly works to expose illegal
practices, improve auto safety technology, and ensure that unsafe and defective
automobile‑related products are recalled and fixed before people are
hurt. Shahan Cert. ¶ 6.
One of the means CARS uses to reduce the risk
of injury is to obtain information and make it available for the public to use
to make educated decisions about how to avoid risks of auto‑related
injury or harm. For example, each year,
thousands of individual consumers contact CARS for auto safety information and
assist with auto sales and service problems.
Numerous government agencies and other consumer groups routinely refer
consumers to CARS to obtain information regarding auto safety information. Shahan Cert. ¶¶ 6, 7.
CARS seeks to intervene in this matter
because the protective order currently keeps secret important auto safety
information. This information could
have a great impact on the public interest that CARS serves to foster and
protect. CARS seeks public access to
this interest to assist individuals in
making informed decisions about how to avoid risks of vehicular injury or
harm. Shahan Cert. ¶¶ 8, 14. It strongly believes that the public has a
right to know whether these Goodyear tires are a threat to drivers, passengers,
and pedestrians.
STATEMENT OF FACTS
CARS’s knowledge of the underlying facts
of this litigation is necessarily limited because key documents and pleadings
have been sealed. Nevertheless, certain
information about the case can be determined from the October 18, 2000
certification of Plaintiffs’ counsel, the complaint filed in the case, and
recent accounts in the media.
Plaintiffs filed suit against Defendant
Goodyear alleging injuries arising out of a July 1997 accident that occurred
when the tire tread on a Goodyear Wrangler light truck tire separated. The accident involved six Air Force officers
riding in a 1996 GM Suburban. The
vehicle rolled over, killing three and injuring the remaining occupants. Certification of Christine Spagnoli in Support
of Motion to Modify Confidentiality Order (hereinafter “Spagnoli Cert.”), at ¶
2.
In her certification to this Court,
Plaintiffs’ counsel, Christine Spagnoli, identified a number of similar
accidents that correlate with tread separation of the same type of Goodyear
tires. For example, Attorney Spagnoli
previously represented an individual in a suit, Mathews v. Goodyear Tire and
Rubber Co., Inc., Case No. PC018776 W (Cal. Sup. Ct. 1997), that involved
remarkably similar allegations about the same Goodyear tires. Attorney Spagnoli has also identified seven
other deadly or catastrophic accidents concerning the same Goodyear tires. According to the information in her
certification, the nine identified accidents that related to tread separation
on Goodyear tires involved a total of 28 occupants, seven deaths and several
other catastrophic injuries, including a three‑year comatose farm worker
and a school teacher whose arm was amputated when the student‑filled
school van in which he was traveling rolled over. See Spagnoli Cert. ¶¶ 3, 9, 10.
The issue of Goodyear tire tread
separations has also been addressed recently by the media. See Shahan Cert. ¶¶ 17(a)-(e),
Exhibits B-F. According to newspaper
reports, the death and injury toll stemming from these tires is even larger
than that uncovered by Plaintiffs’ counsel’s independent investigation. The Wall Street Journal reported that
fifteen deaths and 120 injuries were linked to thirty accidents involving
Goodyear tires since 1994. See
Shahan Cert. ¶ 14, 17(d), Exhibit E. In
addition, the Asbury Park Press published an Associated Press article
reporting that NHTSA received 58 complaints involving the Goodyear tires at
issue in this case, and a report of one death.
Shahan Cert. ¶ 13, 17(c), Exhibit D.
According to Attorney Spagnoli’s
certification, the documents that Goodyear produced in the Mathews
litigation were kept under seal of secrecy in that case pursuant to a
stipulated protective order, which
required the documents to be returned at the conclusion of that
litigation. Attorney Spagnoli complied
with the order and returned the documents after Mathews was
settled. Spagnoli Cert. ¶ 5.
When the case in this Court was initiated
in New Jersey, Attorney Spagnoli again requested the documents and Goodyear
again sought and obtained an order keeping any information or document that
Goodyear labels “confidential” secret.
Spagnoli Cert. ¶ 7. The order provides that, if Plaintiffs’
counsel contests Goodyear’s designation of any document or information as
confidential, then Goodyear has an affirmative obligation to file an
application within a reasonable time to justify the protection. Stipulated Confidentiality Order, at 3, ¶ 7. The order further requires that all pretrial
“writings submitted to or filed with the Court ... which contain, set forth,
summarize, or otherwise refer to” any information or document labeled
confidential by Goodyear must be filed under sealed and kept secret from the
public. Id. at 3, ¶ 5. As a result, the documents produced by
Goodyear in this case, as well as Goodyear’s pleadings relating to them, remain
under seal. Neither the public nor
government officials can currently see them, even though Plaintiffs’ counsel –
who has seen them – sincerely believes
that they do not contain trade secrets, that “the public has a strong interest
in disclosure because of the public safety issues,” and that “this is a case
that demands action to prevent further injuries and death.” Shahan Cert.
¶ 16, Exhibit A, at 2, 3.
Media accounts provide strong support for
Attorney Spagnoli’s concern for the public safety issues presented by the
secrecy in this case. For example, the Los
Angeles Times has reported that one of Goodyear’s own engineers identified
an “alarming” rate of increase in liability claims against the company five
years ago, predominantly due to problems with the same tires. Shahan Cert. ¶ 11, 17(b), Exhibit C. Although Goodyear strengthened the design of
the tire, it never recalled the tire or warned safety regulators of the
hazards. Id. As a result, millions of the tires are
reported to remain in use on the road today.
Id.
In light of the multiple incidents
involving tread separation of Goodyear tires and the possibility of many more
incidents as yet unknown, there is a strong public interest in access to the
pleadings and key discovery documents in this case. Unless the protective order entered in this case is vacated or
modified and public access is granted, the public and the government will be
hindered in their efforts to determine whether the tires in this case pose a
serious danger to drivers and passengers throughout the nation and the world.
LEGAL ARGUMENT
3.
CARS’S MOTION
TO INTERVENE SHOULD BE GRANTED
PURSUANT TO NEW JERSEY COURT RULE 4:33‑2.
New Jersey’s Court Rule 4:33‑2 permits
intervention “[u]pon timely application . . . if the claim or defense and the
main action have a question of law or fact in common.” R. 4:33‑2. The rule also requires the Court to “consider whether the
intervention will unduly delay or prejudice the adjudication of the rights of
the original parties.” Id. Given the important public health and safety
issues raised in this application, CARS’s limited motion to intervene should be
granted pursuant to Rule 4:33‑2.
The Supreme Court of New Jersey has specifically recognized permissive
intervention under Rule 4:33-2 as an appropriate mechanism for a third party to
challenge a protective order and seek public access to sealed documents. See Hammock by Hammock v. Hoffmann‑LaRoche,
142 N.J. 356, 379 (1995) (“Independent of the interests of the parties ¼
there is a profound public interest when matters of health, safety and
consumer fraud are involved.”) [2]
In Hammock, 142 N.J. at 379, the
Supreme Court of New Jersey pointedly adopted a “broad standing rule affording
the public access to court files when health, safety and consumer fraud are
involved.” The Court made clear that
“[s]tanding should not be limited to the parties or their attorneys.” Id.
It noted that “the applicability and importance of the interests
favoring public access are not lessened because they are asserted” by
nonparties to the litigation. Id.
(citing Leucadia, Inc. v. Applied Extrusion Tech. Inc., 998 F.2d 157,
167‑68 (1993)(brackets deleted)).
This case involves the public health and
safety , as well as possible consumer fraud.
Under Hammock’s broad standing rule, CARS’s motion to intervene
to seek public access should, therefore, be granted.
CARS,
it should be noted, has been timely in submitting this application. The protective order only became effective
months ago and CARS was not aware of either the order or the documents it
protects until two weeks ago. Since
learning of the order and the existence of the documents it protects, CARS has
used the time to determine the proper procedure to request this Court to permit
it to intervene and request the Court to vacate or modify the order.
CARS’s limited intervention would, moreover,
meet the Rule’s requirement that it share common questions of law and fact with
the main action. The issue presented in
both the main action and CARS’s motion is whether Goodyear can and will
demonstrate good cause sufficient to defeat motions to dissolve or modify the
existing protective order. Similarly,
in both the main action and in this motion, the strength of Goodyear’s need for
confidentiality must be weighed against the interest of the public and other
litigants in disseminating the protected materials to protect health and safety
interests. Indeed, Plaintiffs have
raised these issues on their own behalf.
See Plaintiffs’ Motion to Vacate or Modify the Protective Order.
Finally, intervention will not prejudice the
rights of the original parties.
Plaintiffs seek a remedy similar to that sought by CARS and do not
oppose CARS’s intervention. Goodyear
will not be prejudiced by the intervention because it must, nonetheless, make
similar showings to oppose Plaintiffs’ Motion to Vacate or Modify the
Protective Order. Further, Goodyear
will still have to make a showing of good cause to resist the application from
Plaintiffs to dissolve the protective order at the conclusion of the case. For all of these reasons, CARS’s limited
motion to intervene should be granted.
II. THE
COURT SHOULD VACATE OR, IN THE ALTERNATIVE, MODIFY THE UMBRELLA PROTECTIVE
ORDER IN THIS CASE.
CARS’s motion to vacate the protective order
should also be granted. The umbrella protective order entered in this case
should be vacated in its entirety because Goodyear never made the showing of
“good cause” required for its entry and, in any event, cannot make such a showing
now. If Goodyear believes there are
documents that are truly deserving of secrecy, it should be required to show
good cause for keeping those specific documents secret, not allowed to rely on
an overbroad umbrella protective order that allows Goodyear to unilaterally
label documents “confidential” and automatically file pleadings and documents
under seal. In the alternative, if the
Court finds that Goodyear has shown good cause for the entry of an umbrella protective
order, it should still modify the terms of the order to bar Goodyear from
routinely filing nondiscovery pleadings under seal, prohibit Goodyear from
sealing entire pleadings when redaction is possible, and order Goodyear to
preserve all documents that may be returned to it at the end of the case.
1.
The Court
Should Vacate the Umbrella Protective Order in its Entirety.
1.
Goodyear Did Not Make the Required Showing of Good Cause Necessary for
the Entry of the Umbrella Protective Order.
Rule 4:10-3 governs the issuance of a
protective order. The Rule
provides:
Upon motion by a party or by the person from
whom discovery is sought, and for good cause shown, the court may make
any order which justice requires... including, but not limited to . . .
(g) That a trade secret or other confidential
research, development, or commercial information not be disclosed or be
disclosed only in a designated way. . . .
R. 4:10-3 (emphasis added). Thus, no protective order can be entered
pursuant to Rule 4:10-3 unless there is “good cause shown”.
While New Jersey case law under Rule 4:10-3
is limited, Federal Rule of Civil Procedure 26 (c) has similar wording. Thus, New Jersey Courts routinely turn to
the federal courts for assistance in interpreting the rule. Hammock, 142 N.J. at 369 (noting the
purposes of the federal and state rules are “substantially the same”); Kerr
v. Able Sanitary and Envtl. Servs., Inc., 295 N.J. Super. 147, 156 (N.J.
Super. Ct. App. Div. 1996) (“Because
Rule 4:10-3 follows the text of Fed. R. Civ. P. 26(c), federal decisions
construing the corresponding federal rule offer some insight into the issue.”)
(citing Hammock). And the
federal cases make clear that the “good cause” requirement applies fully to a
party seeking the entry of an umbrella protective order. See Pansy v. Borough of
Stroudsburg, 23 F.3d 772, 787 n.17 (3rd Cir. 1994) (citing Cipollone
v. Liggett Grp., 785 F.2d 1108, 1122 (3rd Cir. 1986), cert.
denied, 484 U.S. 976 (1987)).
This is not a casual requirement. The “good cause” standard requires a particularized
showing that disclosure of a given document will work a clearly defined and
serious injury to the party seeking closure.
Pansy, 23 F.3d at 786-87 (citing Publicker Indus., Inc. v.
Cohen, 733 F.2d 1059, 1071 (3rd Cir 1984)). The party must articulate particularized
reasons that secrecy is justified for each document; the claims must be more
than “broad allegations of harm, unsubstantiated by specific examples or
articulated reasoning”. Cipollone,
785 F.2d at 1121; accord Anderson v. Cryovac, 805 F.2d 1, 7 (1st
Cir. 1986); General Dynamics Corp. v. Selb Mfg. Co., 481 F.2d 1204, 1212
(8th Cir. 1973), cert. denied, 414 U.S. 1162 (1974); Cooper Hosp./Univ. Med. Ctr. v. Sullivan,
1998 U.S. Dist. LEXIS 22198, Civ No. 96-5416 (D.N.J. May 7, 1998). As a federal
district court in New Jersey stated in finding that a party failed to meet the
good cause burden:
While this Court recognizes that
umbrella-type protective orders, such as submitted by defendants here, are
valid, nonetheless, the movant still is required to make a threshold showing of
good cause. But as illustrated by the
broad and conclusory allegations in Aetna's brief, . . . there is a total absence of specificity from
which this Court can find that these documents are confidential and if so what
harm will result from their disclosure.
Nestle Foods Corp. v. Aetna Casualty and
Surety Co., 129 F.R.D. 483,
486 (D.N.J. 1990) (internal citations omitted); accord Glenmede Trust
Co. v. Hutton, 56 F.3d 476, 484 (3rd Cir. 1995) (stating it is
party’s burden to demonstrate that it will sustain specific injury from public
dissemination).
In the instant case, Goodyear did not even
attempt to prove -- much less actually prove -- that there was good cause for
the entry of the umbrella protective
order. See, e.g., Hammock,
142 N.J. at 361 (noting lower court’s finding before entering umbrella
protective order). Instead, the parties
simply stipulated to the entry of an umbrella protective order at the Court’s
urging, apparently because Plaintiffs’ counsel had stipulated to the entry of a
similar order in an earlier case against Goodyear in another jurisdiction. Spagnoli Cert. ¶ 6. [3]
This
is an insufficient basis for the entry of such a sweeping protective order. See
Glenmede, 56 F.3d at 485 (“[C]ourts should not provide a shield to
potential claims by entering broad protective orders that prevent public
disclosure of relevant information. The
sharing of information among current and potential litigants is furthered by
open proceedings.”). Because Goodyear
never made the required threshold showing of good cause, the umbrella
protective order was never legally justified and should be vacated.
1.
Goodyear Cannot
Make the Required Showing of “Good Cause” Necessary for the Continuation of the
Umbrella Protective Order.
In New Jersey, even if a protective order was
justified when it was first entered, parties seeking to prevent public access
must show why secrecy is necessary at the time that public access is
sought. Hammock, 142 N.J. at 382
(“When a person intervenes in a case to inspect and copy documents that have
been sealed, a reassessment of whether documents should remain under seal must
be based on a current justification for privacy.”); see Public
Citizen v. Liggett Grp., Inc., 858 F.2d 775, 791 (1st Cir. 1988), cert.
denied, 488 U.S. 1030 (1989) (holding that a less restrictive standard is
appropriate where party seeking modification has pointed to some relevant
change in circumstances under which protective order was entered).[4] Goodyear cannot meet that burden here. Even if the umbrella order could have been
justified when it was first entered, it can no longer be justified now. [5]
Since the umbrella order was first entered,
there have been two dramatic changes in circumstances. First, when Goodyear first sought secrecy,
neither Plaintiffs’ counsel nor this Court was aware of the numerous other
crashes involving the same type of tires at issue in this case. Pl.s’ Brief in Supp. of Cross-Mot. to Modify
Confidentiality, at 6. Consequently,
neither Plaintiffs’ counsel nor the Court recognized the public safety
implications of Goodyear’s desire for secrecy.
Since that time, however, Plaintiffs’ counsel has discovered -- and
informed the Court of -- numerous other instances of similar crashes. See id. In addition, new evidence published in the
media indicates that the problem may be more widespread than even Plaintiffs
recognize. Shahan Cert. ¶¶ 9-13. For example, according to the Los
Angeles Times, Goodyear received an
“alarming” increase in liability complaints five years ago regarding the tires
at issue in the case and changed the tire design to strengthen it, but never
recalled the tire or warned safety regulators or the public of the
hazards. Shahan Cert. ¶ 11. As a result, millions of the tires
apparently remain in use on the road today.
Id. This newly-revealed
evidence alone justifies vacating the protective order. See In re Agent Orange Product
Liability Litigation, 821 F.2d 139, 146 (2d Cir.) (regarding filing requirement of Federal
Rule 5(d) and interpretation of Rule 26(c), citing letter to editor of New
York Times by Chairman of the Advisory Committee on Civil Rules, which
stated that “should the public importance of the material not appear until
after filing has been excused, it is expected that the judge, upon motion of
the press or other interested persons, would order the parties to file the
documents for inspection”), cert. denied, Dow Chemical Co. v. Ryan,
484 U.S. 953 (1987).
Second, after the protective order was
entered, public interest in the issue of tire tread separation exponentially
increased – primarily because the government and public learned of the danger of the Bridgestone/Firestone tires. In August 2000, Bridgestone/Firestone
recalled over 6 million tires after reports of the tire tread separations on
tires used on sports utility vehicles. Van
Etten v. Bridgestone/Firestone, Inc., No. CV-298-69, slip op. at 6 (S.D.
Ga., Sept. 27, 2000) (unpublished opinion) (Exhibit A) (attached). Many federal class action and personal
injury cases were filed against Bridgestone/Firestone over the recalled
tires. On September 27, 2000, one
federal court lifted the seal on a case involving tread separation of
Bridgestone/Firestone tires, Van Etten, No. CV-298-69, slip op. at 21,
thereby further revealing to the public the extent to which this problem
affects Americans across the country.
Significantly, the court cited recent media coverage and public
interest, as well as the recall of tires and the resulting congressional hearings
on the issue, in its opinion holding that the documents in that case should be
unsealed. Van Etten, No.
CV-298-69, slip op. at 5-6. It stated:
“Thus, the public and media interest in cases such as the Van Etten case
involving allegedly defective . . . tires . . . is substantial, and deservedly
so, because the use of defective automobile tires linked to numerous deaths
raises serious public health and safety concerns.” Id.
Partly in response to the
Bridgestone/Firestone debacle, the media has already expressed interest in the
case at bar. It has published articles
about the case and sought to intervene to seek access to pleadings and
documents, too. See Shahan Cert. ¶
17(a)-(e), Exhibits B-F; Los Angeles Daily Journal’s and Los Angeles Times’ Motion
to Modify Protective Order, filed Oct. 27, 2000. This Court should not allow the potential dangers of the tires in
this case to be hidden any longer. In
light of the new evidence that reveals the extent of the potential impact of
this case on the public and future litigants, as well as the recent increase in
the media and public awareness and interest in the issue of tire tread
separation, Goodyear cannot prove current justification for the umbrella
protective order.
For all of the foregoing reasons, the
umbrella protective order should be vacated.
If Goodyear believes secrecy is justified for specific documents, it
should be required to make a good cause showing in regard to those specific
documents and should not be allowed to rely on an umbrella protective
order.
2.
If the
Umbrella Protective Order is Not Vacated in its Entirety, Paragraphs Five and
Six of the Order Need to be Modified.
Even if an umbrella protective order could
somehow be justified in this case, the order entered here must be
modified. It is fatally overbroad in
three respects.
First, paragraph five of the order, by its terms, bars public access to all
pretrial pleadings – even nondiscovery pleadings – that “contain, set forth,
summarize,” or just “refer to” any information or documents designated
confidential by Goodyear. This
provision is contrary to New Jersey law.
Hammock, 142 N.J. at 381 (holding presumptive right of public
access attaches to nondiscovery pleadings); Leucadia, Inc. v. Applied
Extrusion Techs., Inc., 998 F.2d 157, 164 (3rd Cir. 1993)
(same). and should be modified. Under Hammock, if a party seeks to
file a specific nondiscovery pleading under seal, it must prove that its
interest in secrecy substantially outweighs the strong presumption of access
separately “as to each document.” Second, paragraph five of the order also
violates New Jersey law because it requires each entire pleading to be filed
under seal, instead of allowing public access to as much of each pleading as
possible. “The need for secrecy should
extend no further than necessary to protect the confidentiality. Documents should be redacted when possible,
editing out any privileged or confidential subject matter.” Hammock, 142 N.J. at 382. Thus, even if the Court were to decide that
certain information within particular documents qualifies as a trade secret or
is otherwise privileged or confidential, and Goodyear’s interest in secrecy is
sufficient to overcome the public interest in disclosure, the Court must not
shield an entire document from scrutiny if it also contains non-confidential
information.[6]
Third, paragraph six of the protective order
should be modified because it provides that Plaintiffs’ counsel must return all
documents unilaterally designated by Goodyear as confidential after the
litigation has been resolved, without requiring Goodyear to preserve the
documents. This provision runs the risk
that the designating party will destroy these documents after the current
litigation has concluded, thereby preventing future litigants from obtaining
them.[7] The American Bar Association has formally
recommended that provisions requiring the return of documents should be
conditioned on prohibiting the producing party from destroying the documents
after they are returned. Recommendations
10-12 of the American Bar Association Action Commission to Improve the Tort
Liability System (adopted by the House of Delegates, February 1987)
(recommending that the opposing party should be required not to “destroy any
such documents so that they will be available, under appropriate circumstances,
to government agencies or to other litigants in future cases”). Because of the potential for other similarly
situated litigants to bring actions against Goodyear after this case has been
resolved, if the protective order is not vacated in its entirety, paragraph six
should be modified to prohibit the destruction of any documents or information
returned to Goodyear after the case is resolved.
III.
THE COURT SHOULD GRANT PUBLIC ACCESS TO
THE DEPOSITION TRANSCRIPT AND DOCUMENTS CURRENTLY CONTESTED IN THIS CASE AND
REJECT GOODYEAR’S EFFORTS TO KEEP THEM SECRET.
Regardless of whether this Court vacates or
modifies the umbrella protective order, it should grant public access to the
deposition transcript and documents currently contested in this case and reject
Goodyear’s efforts to keep them secret.
Under Rule 4:10-3, Goodyear cannot make a showing sufficient to overcome
Plaintiffs’ challenge to the designation of deposition exhibits as
confidential. See Shahan Cert. ¶
16, Exhibit A, at 2 (regarding Attorney Spagnoli’s challenge to deposition
exhibits). Similarly, Goodyear cannot
argue that the underlying deposition transcript should be protected. Under the terms of the protective order,
consistent with Rule 4:10-3, Goodyear has the burden of proof concerning the
validity of its confidentiality designations.
This burden is governed by Rule 4:10-3, which mirrors Federal Rule 26(c)
in placing the burden of proof on the party seeking secrecy. As stated above, because of this similarity
between the rules, New Jersey courts turn to federal courts for guidance on
this matter. Kerr v. Able Sanitary
and Environmental Servs., Inc., 295 N.J. Super. 147, 156 (N.J. Super. Ct.
App. Div. 1996) (“Because R. 4:10-3 follows
the text of Fed. R. Civ. P. 26(c),
federal decisions construing the corresponding federal rule offer some
insight into the issue.”) (citing Hammock); Hammock, 142 N.J. at 369 (noting the purposes of the
federal and state rules are “substantially the same”).
The standard for a party to establish good
cause under Rule 26(c) is high.[8] Good cause is established when a party
shows -- and a court finds[9] --
that disclosure will work a clearly defined and serious injury to the
party seeking closure. Pansy, 23
F.3d at 786-87 (citing Publicker Indus., Inc. v. Cohen, 733 F.2d 1059,
1071 (3rd Cir 1984)). The
party must articulate particularized reasons that secrecy is justified for each
document; the claims must be more than “broad allegations of harm, unsubstantiated
by specific examples or articulated reasoning”. Cipollone, 785 F.2d at 1121; accord Anderson v.
Cryovac, 805 F.2d 1, 7 (1st Cir. 1986) (“A finding of good cause
must be based on a particular factual demonstration of potential harm, not on conclusory
statements.”) (citing 8 C. Wright & A.
Miller, Federal Practice and Procedure § 2035, at 264-65 (1970));
General Dynamics Corp. v. Selb Mfg. Co., 481 F.2d 1204, 1212 (8th
Cir. 1973) (“The burden is . . . upon
the movant to show . . . a particular and specific demonstration of fact, as
distinguished from stereotyped and conclusory statements”) (quoting C. Wright
& A. Miller, Federal Practice and Procedure: Civil §§ 2035, at 264-65), cert.
denied, 414 U.S. 1162 (1974); Cooper
Hosp./Univ. Med. Ctr. v. Sullivan, 1998 U.S. Dist. LEXIS 22198, Civ No.
96-5416 (D.N.J. May 7, 1998) (holding party failed to show good cause under
Federal Rule 26(c)(7) where it failed to identify adequately what type of
information could be misappropriated by competitors). Goodyear cannot meet this heavy burden with generalized claims of
trade secrets or confidentiality.
Moreover, even if the Court determines that
Goodyear has cause to claim secrecy, this Court must then engage in a balancing
process to weigh the public interest in disclosure against Goodyear’s
confidentiality concerns. Id. at
787 (setting forth balancing test under Federal Rule 26 weighing harm to party
seeking protection against importance of disclosure to public); see Payton,
148 N.J. at 545 (describing courts’ “exquisite weighing process” to determine
whether to order disclosure of sensitive documents and the “rare circumstances”
under which self-critical privilege applies) (citations omitted); Wylie,
195 N.J. Super. at 337 (for privilege to apply, party must show public need for confidentiality that outweighs
the public need for disclosure); see also, e.g., CPC Int’l Inc. v.
Hartford Accident and Indemnity Co., 262 N.J. Super. 191, 202 (1992)
(rejecting privilege and ordering disclosure to adverse party because the
public interest weighs heavily in favor of disclosure).
The public safety issue presented by this
case tilts the balance heavily in favor
of public disclosure of the contested documents. “[A]ccess is particularly appropriate when the subject matter of
the litigation is of especial public interest . . . .” In re Agent Orange, 821 F.2d at
146. New Jersey courts have expressed
particular concern about public access in cases involving public safety. See Hammock, 142 N.J. at 378
(“Independent of the interests of the parties and their attorneys in the
litigation that comes before our courts, there is a profound public interest
when matters of health, safety and consumer fraud are involved.”); CPC Int’l,
262 N.J. Super. at 202 (holding information discoverable in light of public
interest in preventing and remediating environmental pollution). The Third Circuit, moreover, has expressly
held:
Circumstances weighing against
confidentiality exist when confidentiality is being sought over information
important to public health and safety . . . .
[Trial courts] should consider whether the case involves issues
important to the public. If an . . . agreement involves issues . . . of a public nature, and involves matters of
legitimate public concern, that should be a factor weighing against entering or
maintaining an order of confidentiality . . . .
Pansy, 23 F.3d at 787-88.
This case presents potential life-and-death
public safety issues that fall squarely within these articulated concerns. The safety of the Goodyear tires at issue
in this case, millions of which are reported still to be on the road, is of
legitimate concern to consumers, drivers, and passengers throughout the nation
and the world. In light of this
significant public interest, Goodyear cannot meet the standard of good cause
embodied in Rule 4:10-3. See also Van Etten, No. CV-298-69, slip
op. at 19 (“[I]t is far from clear how valuable the Bridgestone/Firestone
information could possibly be as it is already a few years old and mainly
concerns the manufacturing processes and standards of a tire that was later
found to be defective. A competitor
would not want to replicate the designs of processes used to make a tire that
has now been recalled . . . .”).[10]
It is important to note that CARS’s argument
in regard to the contested deposition transcript and discovery documents is
grounded in the requirements of Rule 4:10-3, rather than the common law right
of access. The First Circuit found this
distinction to be critical when it reviewed a decision concerning a similar
motion to modify a protective order under Rule 26(c): “[It is] very significant that [the intervenor] has not asserted
a common law or first amendment right of access. . . . Rather, . . . [the
intervenor] asks for no more than compliance with the legislative scheme
embodied in the federal rules.” Public
Citizen, 858 F.2d at 788. The First
Circuit distinguished cases in which courts rejected disclosure motions based
on the common law right of access. It
noted that, unlike common-law arguments regarding access, a rules-based
argument does not demand that the common law trump the application of the
federal rules. Instead, arguments based
on the rules of civil procedure merely ask that the courts comply with the rules
and the high good-cause standard they set for issuing protective orders. Thus, because the access claim in Public
Citizen was based on the rules of civil procedure, the court stated that
“the merits of the claim must be judged by the text of the rules and the
applicable cases interpreting the rules.”
Id. at 789.
The Third Circuit cited the same distinction
when deciding a similar motion to allow public access to discovery
motions. Leucadia, 998 F.2d at
165. The motion before the Leucadia
court, unlike Public Citizen, was based on the common law. It strongly indicated that it would have
granted the motion, if it had been brought under the Rules:
[W]e see little need to extend the federal
common law to discovery motions at this time when there is in existence a
source of law for the normative rules governing public access to discovery
materials, that is Rules 5(d) and 26(c) of the Federal Rules of Civil Procedure. It
is significant that the First Circuit, . . . holding there is no common law of
access to discovery motions, held two years later . . . that Rules 5(d) and
26(c) . . . provide a basis pursuant to which a district court may lift its
protective order precluding a party from making public unfiled discovery
materials.
Id. (emphasis added) (citations omitted).
In this case, as in Public Citizen, CARS merely asks the Court to
apply Rule 4:10-3 to the case at bar, and allow public access to the discovery
documents unless appropriate proof of good cause is shown. Because Goodyear cannot make such a
showing, the documents should not be kept secret.
CONCLUSION
For the foregoing reasons, the Proposed
Intervenor, CARS, respectfully submits that this Court should grant its motion
in full. CARS should be permitted to
intervene for the limited purpose of vacating or modifying the stipulated
blanket protective order entered in this case.
Furthermore, because Goodyear did not and cannot prove the necessary
good cause exists to warrant the blanket protective order, the order should be
vacated. In the alternative, the Court
should modify the protective order to allow public access to all nondiscovery
pleadings, permit sealing of only those portions of pleadings for which secrecy
is justified, and require Goodyear to preserve all information and documents
returned to it at the conclusion of this case.
Finally, the Court should grant public access to the deposition
transcript and discovery documents that
Plaintiffs have contested and deny Goodyear’s
motion to keep them secret.
Respectfully submitted,